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Important Disclosure Documents and Privacy Policy

Important Disclosures

Advisory services offered through Lucia Capital Group, a registered investment advisor. Investment advisor representatives of Lucia Capital Group are also registered representatives of, and offer securities through, Lucia Securities, LLC, a registered broker/dealer, member FINRA/SIPC, and a wholly owned subsidiary of Lucia Capital Group. Registration with the SEC does not imply a certain level of skill or training. Registered representatives of Lucia Capital Group only conduct business in the states where they are currently licensed.

Check the background of this firm on FINRA’s BrokerCheck.

 

Additional Disclosure Documents